Robert Wayne Pearce has been a trial attorney for more than 40 years. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. Securities attorney Pearce has tried, arbitrated and mediated hundreds of investment-related disputes. These disputes generally involved complex securities, commodities, administrative, contract, commercial, business tort and employment law issues. He has represented a multitude of clients on both sides of the table in Federal and state courts (trial and appellate). He has a vast amount of experience in administrative, arbitration, and mediation proceedings and disciplinary actions before the U.S. Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (“CFTC”), Financial Industry Regulatory Authority (FINRA), National Futures Association (“NFA”), and Florida Office of Financial Regulation (FLA-OFR).
If you haven’t yet experienced a significant loss—but you’re concerned that your broker or investor might not be acting in your best interest with your portfolio—talk to someone as soon as possible.